search query: @indexterm INSIDER TRADING / total: 155
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| Author: | McDougall, R. |
| Title: | How compliant are compliance officers? |
| Journal: | Banker
1987 : FEB, VOL. 137:732, p. 21-23 |
| Index terms: | FINANCIAL INSTITUTIONS REGULATIONS INSIDER TRADING UNITED KINGDOM |
| Language: | eng |
| Abstract: | London's Securities and Investment Board (SIB) have already demanded for years that financial institutions should appoint a compliance officer. He has to be independent of the day-to-day investment dealings of the business, and his task is to check if the staff complies with the new rules of behavior. The new institution makes insider trading much more difficult. But real headway is not yet made on corporate finance. |
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