search query: @indexterm LITIGATION / total: 152
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| Author: | Hawkins, C. Spiro, L.N. |
| Title: | Pru Securities isn`t secure yet |
| Journal: | Business Week
1992 : SEP. 7, No. 3271-601, p. 40-42 |
| Index terms: | SECURITIES LITIGATION INVESTMENT |
| Language: | eng |
| Abstract: | Review of litigation concerning US Prudential Securities Inc., securities "partnership" investments. Securities regulators investigations. Lawsuits. Drop in value of "partnerships". SEC probe. Rules. Sales practices. Not low risk and high return. Textbook defence. Settlements. Legal strategy. Charges of fraud denied. Settlement to brokers. Firm`s ethical code. A Graph shows pressures on Prudential Securities. |
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